- A reputable SOE background of Investment platform in Hong Kong
- Newly set up investment entity in Hong Kong
About Our Client Founded in
early 2000's , the group is a
state-controlled investment institution with a long-standing focus on
primary market investments. The firm has built strong capabilities across
hard technology, artificial intelligence, advanced manufacturing, and life & healthcare sectors.
The group manages a combination of proprietary capital and multiple government- and market-backed funds, with
aggregate assets under management exceeding RMB 130 billion. It is consistently ranked among the
top-tier investment platforms in China.
As part of its international expansion, the group has established a
Hong Kong subsidiary and is in the process of setting up a
Hong Kong-based investment fund with a strong strategic focus on innovation and cross-border opportunities.
Job Description Fund & Regulatory Management
- Serve as Responsible Officer for SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses
- Lead and manage the licensing application, ongoing compliance, and regulatory engagement with the SFC
- Establish and maintain a robust compliance, risk management, and internal control framework for Hong Kong operations
- Oversee the full lifecycle of Hong Kong fund operations, including fund structuring, launch, and day-to-day management
- Coordinate with legal advisors, auditors, custodians, and other service providers
Investment & Business Development - Support the deployment of a target HKD 2 billion fund, focusing on:
- Life & healthcare
- Artificial intelligence and AI-enabled manufacturing
- Primary geographic focus on Hong Kong and the Greater Bay Area, with strong linkage to Mainland China
- Conduct project sourcing, due diligence support, and on-site company visits
- Participate in LP communication and fundraising activities, including engagement with Hong Kong government-related capital and local institutional LPs
- Build and maintain relationships with government bodies, industrial partners, and innovation ecosystems
Platform & Team Development - Act as the senior representative of the group in Hong Kong
- Build, manage, and develop the Hong Kong team as the platform scales
- Establish operational processes that align Hong Kong practices with group governance while maintaining local market efficiency
The Successful Applicant Mandatory Requirements - SFC Type 4 & Type 9 Responsible Officer qualification (existing or transferable)
- Legal right to work and reside in Hong Kong
- Master's degree or above, preferably from:
- Mainland China 985 / top-tier universities, or
- Top 50-100 QS-ranked universities
- Solid background in asset management, private equity, venture capital, or related financial institutions
- Proven ability to assume substantive management responsibilities under Hong Kong regulatory standards
Preferred Experience - Mainland China background with strong understanding of cross-border investment and regulatory environments
- Experience with RMB funds, government-guided funds, or state-linked investment platforms
- Proven track record in fund setup from inception or launching new investment platforms
- Industry exposure to AI, hard tech, advanced manufacturing, or life sciences
Personal Attributes - Strong entrepreneurial mindset with the ability to operate in a start-up platform environment
- Practical, execution-oriented, and willing to be hands-on
- Sound judgment, stable values, and strong sense of regulatory responsibility
- Ability to balance state-backed governance standards with market-driven execution
What's on Offer - Monthly base salary plus performance-based bonus
- Reference annual total compensation: approximately RMB 2 million, flexible for exceptional candidates
- Long-term incentives may be discussed in line with fund development and platform growth