- New Headcount
- Individual Contributor Role
About Our Client This opportunity is with a well-established company in the professional services industry, with a strong presence across Mainland China, Hong Kong, Singapore and offshore jurisdictions.
Job Description As a Compliance Policy & Regulatory Affairs Manager, your main responsibilities will include:
- Developing, implementing, and maintaining compliance policies and procedures in line with regulatory requirements.
- Providing expert advice on regulatory matters to internal stakeholders.
- Monitoring and reporting on compliance risks and ensuring effective mitigation strategies are in place.
- Managing relationships with regulatory bodies and ensuring timely and accurate reporting.
- Conducting regular compliance training for employees to promote awareness and adherence.
- Reviewing and updating company policies to align with changes in regulatory frameworks.
- Collaborating with the Risk & Compliance department to ensure a cohesive approach to governance.
- Supporting internal and external audits related to compliance and regulatory affairs.
The Successful Applicant A successful Compliance Policy & Regulatory Affairs Manager should have:
- A strong understanding of compliance frameworks and regulatory requirements in the professional services industry, in particular with jurisdictions such as BVI, Cayman Islands and Hong Kong.
- Proven experience in managing compliance policies and liaising with regulatory authorities, specifically knowledge in handling TCSP license requirements.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and the ability to work under pressure.
- Effective communication skills to provide guidance to internal stakeholders.
- Fluency in English and Chinese.
- A degree in law, finance, or a related field is preferred.
What's on Offer This role will offer a competitive package for an experienced regulatory compliance professional.