Our client is a leading brokerage firm current seeking for KYC Onboarding professionals to join the expanding team.
Responsibilities:
- End-to-End Onboarding: Manage the intake process for individual, corporate, and institutional clients
- Perform robust Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on high-risk profiles, PEPs, and complex corporate structures
- Ensuring all documentation meets internal policies and local regulatory requirements.
- Screening: Conduct and clear AML/Sanctions/Adverse Media alerts
- Ensure all KYC files are "audit-ready" with clear, concise rationales for approval
Requirements:
- 3-8 years of KYC/Onboarding experience specifically within Securities Brokerage/Investment Banking industry
- Strong familiarity with onboarding process, KYC, AML, etc.
- Fluent in Chinese and English
- Great attention to detail and able to work under pressure
Our client offers excellent remuneration to the right candidate. Candidates with more experienced can be considered forthe Team Head position. Interested parties please kindly reach out to Eunice Lee at 3907 0744/ e.lee@gravitasgroup.com for a confidential discussion.
