We are seeking an experienced compliance professional to join a leading financial institution in Hong Kong as a Vice President in Regulatory Compliance. This role offers the opportunity to provide expert oversight and drive a data-led approach to ensure the organisation operates in line with legal, regulatory and ethical standards.
Key Responsibilities:
- Identify, assess, and monitor compliance risks across business activities, processes, and systems.
- Investigate potential market abuse, including insider dealing, unlawful disclosure, market manipulation, or anti-competitive conduct.
- Conduct investigations of compliance breaches and oversee corrective and preventative actions.
- Implement and maintain compliance policies aligned with regulatory requirements and international best practices.
- Collaborate with business, legal, and risk management teams to ensure a comprehensive approach to compliance.
- Oversee anti-money laundering, counter-terrorist financing, and other financial crime risk controls.
- Advise senior stakeholders on regulatory and compliance matters and guide strategy and operational improvements.
- Lead or mentor team members where applicable, ensuring development, accountability, and high performance.
Ideal Candidate:
- Deep technical knowledge of HKMA regulations, governance frameworks and supervisory requirements, including surveys and reporting.
- Experienced in regulatory compliance, investigations, and risk management.
- Strong analytical, problem-solving, and stakeholder management skills.
- Capable of driving strategic improvements and influencing organisational compliance culture.
This is an exciting opportunity to work in a highly visible, impactful role within a dynamic and growing organisation, contributing to robust compliance and governance practices in the region.