Your new company A leading fund house firm is looking for a senior compliance professional to assist them with licencing compliance.
Your new role
Covered all individual/company licencing matters, in particular in Hong Kong and Singapore.
Provided regulatory overview and advisory to various business units on individual licencing and cross-border matters
Being the representative ensures the global licencing record system is updated and completed.
Partnership with Litigation Legal and other relevant parties on regulatory disclosure reporting of Blackstone regulated entities and their licenced employees, and worked with the offshore region when necessary.
Worked closely with Corporate Legal in drafting of the board meetings agenda relating to licencing aspects.
Involved in drafting of various licencing related policies and procedures for the region, such as visitors policy, regional registration policies, etc.
What you'll need to succeed
Bachelor's degree in Law, Finance, Accounting, or Business Administration
Master's degree or LLM (preferred but not mandatory)
Hands-on experience in Licencing and regulatory filings (SFC / MAS)
Knowledge of Licenced Representative requirements
What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.